Last updated: 14 Oct 2026

Virtual Auditor

Preferential Allotment Compliance CA

Last updated: 14 Oct 2026

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Quick answer: This service provides expert company law assistance for preferential allotment compliance in India. It includes drafting required resolutions and constitutional documents, handling MCA filings for allotments, and establishing post-registration compliance checklists. The service integrates corporate governance with financial data management to ensure all regulatory requirements are met under one roof.

Looking for expert preferential allotment compliance ca? Virtual Auditor provides practitioner-grade company law services in India, led by CA V. Viswanathan — Fellow Chartered Accountant (FCA) | Associate Company Secretary (ACS). We combine deep regulatory expertise with hands-on execution to deliver results within your timeline.

What is Preferential Allotment Compliance CA?

What We Deliver

Completed MCA filing with official acknowledgment and Certificate (where applicable). Drafted constitutional documents, resolutions, and compliance certificates. Post-registration compliance checklist with due dates for the first year. Digital copies of all filed forms and supporting documents. Ongoing compliance calendar and advisory support.

Our Process

Step 1: Requirement analysis and entity structure advisory. Step 2: Document collection and verification. Step 3: Form preparation, DSC coordination, and MCA filing. Step 4: Follow-up with ROC until certificate/approval. Step 5: Post-completion compliance setup.

Our dual qualification as both Chartered Accountant and Company Secretary means we handle both financial and corporate governance compliance under one roof. This eliminates the common gap between your CA and CS — where ROC filings wait for financial data or vice versa. One team, one timeline, complete compliance.

Get Started Today

Ready to engage Virtual Auditor for preferential allotment compliance ca? Contact us for a free initial consultation:

Call/WhatsApp: +91-99622 60333

Email: support@virtualauditor.in

Offices: Chennai | Bangalore | Mumbai

No obligation. We will assess your requirements and provide a clear scope, timeline, and fixed-fee quote within 24 hours.

Frequently Asked Questions

How long does preferential allotment compliance take?
Typically 5-15 working days from submission of complete documents, depending on MCA processing times and ROC workload. We provide a clear timeline at the start of every engagement. Contact us at +91-99622 60333.
What documents are needed for preferential allotment compliance?
Key documents include PAN card, Aadhaar, proof of registered office address, DSC of directors, and entity-specific documents (MOA/AOA/LLP Agreement). We provide a personalised checklist after the initial consultation.
Can Virtual Auditor handle this remotely?
Yes. While we have physical offices in Chennai, Bangalore, and Mumbai for in-person meetings, most company law filings are handled digitally through the MCA portal. Documents can be shared securely via email or our client portal.
How do I make this corporate change correctly, and what approvals and records are needed?
Start with what the change is and what your articles of association say. Most changes need a board resolution, and some need the shareholders: a change of name, a shift of registered office to another state or an alteration of the articles needs a special resolution, which is filed in Form MGT-14 within 30 days. Each change has its own ROC form: DIR-12 within 30 days for appointing or removing a director (the new director needs a DIN and gives consent in DIR-2), SH-7 for an increase in authorised capital, INC-22 for a change of registered office. Afterwards, update the statutory registers, the bank and GST records, and your letterhead. We check the prerequisites, draft the resolutions and file the forms.

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Ready to Get Started?

Free 30-minute consultation with CA V. Viswanathan, FCA, ACS, CFE, IBBI RV. No obligation.

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What the law says — s.62(1)(c) and s.42, Companies Act 2013; Companies (Share Capital and Debentures) Rules 2014 r.13

A preferential allotment to identified investors needs a special resolution, a valuation report from a registered valuer, a private placement offer in PAS-4 to not more than 200 persons in a year, receipt of money through banking channels into a separate account, and allotment within 60 days. PAS-3 is filed within 15 days of allotment.

How does the procedure work?

  1. Obtain the registered valuer's report
  2. Board and special resolutions; file MGT-14
  3. Issue PAS-4 and maintain PAS-5
  4. Receive subscription money in the separate bank account
  5. Allot within 60 days and file PAS-3 within 15 days
Time limitAllotment within 60 days of receiving money; PAS-3 within 15 days of allotment
FormsMGT-14; PAS-4; PAS-5; PAS-3; valuation report
Consequence of defaultPenalty under s.42(10) up to the amount raised or Rs 2 crore, whichever is lower, with refund to subscribers

Source: Companies Act, 2013. Last reviewed 2026-10-14.

Which laws govern this service? — Company law

The statutory provisions this service is delivered under, linked to the official text:

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